Janus Henderson Investors claims compliance with the Global Investment Performance Standards (GIPS®). For the purpose of claiming GIPS compliance, Janus Henderson Investors defines its GIPS Firm as ...

A “biblically responsible” investment adviser agreed to pay $300,000 and hire an independent compliance consultant to settle charges with the Securities and Exchange Commission (SEC) that it misled ...

Compliance is always tough for advisors. However, Michelle L. Jacko, managing partner and CEO of Jacko Law Group, PC feels that there are a number of common mistakes that advisors make – and ...

US Capital Global announced the appointment of Pankaj Vashisth as partner and global chief compliance officer. At US Capital Global, Vashisth heads the group’s administrative operations in Las Vegas ...

However, there’s a common misconception among organizations without a corporate compliance culture: That they don’t need one. Some leaders believe their businesses are immune to ethical lapses ...

CU Boulder acknowledges that it is located on the traditional territories and ancestral homelands of the Cheyenne, Arapaho, Ute and many other Native American nations. Their forced removal from these ...

ACA Group has announced a significant upgrade to its eComms Technology Solutions suite, part of the ComplianceAlpha platform, designed to improve the efficiency and control of compliance ...

U.S. businesses are not feeling confident about compliance with the Corporate Transparency Act (CTA)—that's according to research from Corporation Service Company (CSC), a provider of global ...

Join our daily and weekly newsletters for the latest updates and exclusive content on industry-leading AI coverage. Learn More Aleph Alpha, a German artificial intelligence startup, released two ...

Gulf Islamic Investments (GII), the Shari’ah-compliant global alternative investment group based in the UAE, has concluded its funding arrangements as part of a consortium led by Brookfield ...

Janus Henderson Investors claims compliance with the Global Investment Performance Standards (GIPS®). For the purpose of claiming GIPS compliance, Janus Henderson Investors defines its GIPS Firm as ...